Bank Advisory
Structured Finance Services

Legal and Compliance

Phoenix helps hedge fund managers build practical, regulator‑ready compliance programs across US, UK, and EU regimes. We design policy frameworks, surveillance, and marketing review processes that protect MNPI, evidence best execution, and keep Form PF, Annex IV, and short‑selling disclosures accurate—without slowing the investment process.

Risk Management

We build risk frameworks that align with your investment edge while satisfying board, investor, and regulatory expectations. Mandates are translated into clear risk budgets, exposure and concentration limits, VaR and stress testing, and liquidity and counterparty monitoring—so portfolio risk is measured, explained, and actioned in real time.

Portfolio Valuation

We set up robust valuation policies and models tailored to complex hedge fund portfolios, from liquid equities to bespoke credit and derivatives. Our team designs IPV routines, model governance for Level 3 assets, and PnL explain processes that stand up to investor, auditor, and regulator scrutiny.

Operational Due Diligence

Phoenix prepares hedge funds to pass the most demanding ODD reviews. We map your front‑to‑back controls, strengthen governance, policies, and documentation, and build a repeatable DDQ and data‑room process so institutional allocators see a resilient, well‑controlled platform behind your performance.

Prime Brokerage Services

Phoenix helps hedge funds optimize their prime brokerage and financing stack across PBs, FCMs, and custodians. From counterparty selection and margin optimization to rehypothecation governance and collateral schedules, we structure relationships that reduce funding costs, diversify risk, and support scalable trading and shorting capacity.

Advanced AI Analytics and Reporting

We deploy AI and machine learning specifically for hedge funds—never as a science project. From LLM research copilots and signal pipelines to anomaly detection, reconciliations, and automated regulatory filings, we design human‑in‑the‑loop tools that are explainable, governed, and integrated with your golden sources and reporting stack.