Financial Services Advisory, AI-Native, & Quantum-Ready Solutions
Phoenix Advisory enables AI‑ and blockchain‑led transformation across financial services—hedge funds, private equity sponsors, broker‑dealers, banks, digital asset managers, RIAs, and real‑estate owners.
We pair tailored executive advisory with custom AI model development and quantum‑ready fintech solutions so our clients can drive profitable growth, stay ahead of regulation, and build a sustainable competitive advantage.
Our Specialized Offerings
Phoenix Advisory aligns strategy, operations, risk, and regulatory compliance for financial services firms and banks. We couple senior advisory with AI‑powered solutions to modernize operating models, elevate decision quality, and enhance regulatory confidence—delivering scalable growth and institutional resilience. Our offerings also include risk management, regulatory compliance, internal audit, and technology integration.
Hedge Funds
Our Hedge Fund Advisory leverages real ‑world experience structuring, operating, and scaling successful hedge funds. We align investment process with risk, liquidity, prime-financing, valuation/IPV, best‑execution/TCA, and regulatory reporting (Form PF/Annex IV) so executive management can move faster without sacrificing control
Private Equity
Our Private Equity Advisory is built by practitioners who have taken deals from LOI through integration and exit. We compress diligence, stand up 100‑day plans, and drive value creation in pricing/RevOps, working capital, carve‑outs/integrations, tech and data modernization, and quarterly valuation governance.
Broker Dealers
Our Broker‑Dealer Advisory is grounded in front‑office, control‑room, compliance and operations. We translate Reg BI/appropriateness, best‑execution & routing, CAT/MiFIR reporting, surveillance, margin/credit, and net capital/customer protection into a supervisory system that runs predictably
Banks
Phoenix Advisory provides specialized banking advisory services across business, risk management, operations, compliance, payments, asset and wealth management, and capital markets. We help banks navigate accelerating digital adoption, increasing regulatory obligations, and evolving customer expectations by designing and implementing strategic initiatives that are risk-sensitive, well-controlled, and enabled by leading technologies.
Digital Asset Management, DeFi, and Crypto Exchanges
Our Digital Asset Management advisory brings institutional‑grade controls to managers and platforms. We define the regulatory perimeter and licensing posture, design custody/segregation and key‑management, install market‑integrity surveillance, and formalize valuation and financial reporting for thin markets—alongside KYC/AML/Travel Rule execution and cyber incident runbooks.
Real Estate
Our Real Estate Advisory helps owners and boards protect asset value and improve NOI. We establish disciplined governance around inspections/recertifications and reserves, act as owner’s‑rep on capital projects, quantify insurance‑mitigation opportunities, and modernize PMS/GL reporting for transparent budgets.
AI Model Development, Tuning, & Validation
Our Quantitative experts and data scientists build, tune, and validates AI models that executives, boards, and regulators can trust—linking design to business value, wrapping it in rigorous testing, documentation, and monitoring so you scale AI without scaling risk.
Cybersecurity & Data Privacy
Phoenix secures your critical systems and data with pragmatic cyber and privacy controls—protecting identities, endpoints, multi-cloud deployments and cloud data while embedding GLBA and CCPA‑ready governance that safeguards client data and preserves digital trust. We ensure compliance with ISO 27001/2, ISO 27701 and 27018 standards.